Instructions for Form 706-A
(Rev. August 1999)
United States Additional Estate Tax Return
Section references are to the Internal Revenue Code unless otherwise noted.
Department of the Treasury
Internal Revenue Service
General Instructions
Item You Should Note. The 1015
year phasedown of the recapture tax
does not apply to the estates of
decedents dying after 1981. For these
estates, no recapture tax is imposed
on dispositions or cessations
occurring more than 10 years after
the commencement date. (If you are
filing this form for the estate of a
decedent dying after 1976 and before
1982, see the March 1997 revision of
Form 706-A.)
Who May Use This Form
This Form 706-A may be used for the
estates of decedents dying after
December 31, 1981, to report all
dispositions or cessations of qualified
use that occurred after December 31,
1981.
Purpose of Form
An heir must use Form 706-A to
report the additional estate tax
imposed by section 2032A(c) for an
early disposition of specially valued
property or for an early cessation of
a qualified use of specially valued
property.
The recapture tax is limited to the
tax savings attributable to the
property actually disposed of (or for
which qualified use ceased) rather
than to the tax savings attributable to
all the specially valued property
received by the heir.
Who Must File
The qualified heir must file Form
706-A if there was any taxable
event (as defined below) with respect
to the specially valued property even
if no tax is ultimately due. Further, the
qualified heir must file Form 706-A if
there was any involuntary conversion
or exchange of the specially valued
property even if the conversion or
exchange is nontaxable.
When To File and Pay
File Form 706-A and pay any
additional taxes due within 6 months
after the taxable disposition or
cessation of the qualified use unless
an extension of time has been
granted.
Use Form 4768, Application for
Extension of Time to File a Return
and/or Pay U.S. Estate (and
Generation-Skipping Transfer) Taxes,
to apply for an extension of time to
file. Circle Form 706-A at the top of
Form 4768.
Make the check or money order
payable to the United States Treasury
and write the qualified heir's social
security number on the check or
money order.
Where To File
File Form 706-A with the Internal
Revenue Service office where Form
706 for the decedent's estate was
filed.
Statute of Limitations
The additional estate tax may be
assessed until 3 years after the IRS
receives notice that the qualified heir
disposed of the specially valued
property or ceased to use it for the
qualified use.
However, if the property was
disposed of in an involuntary
conversion or in an exchange, the tax
may be assessed up to 3 years after
the IRS receives notice that the
property was replaced or will not be
replaced. See section 2032A(f).
Lien
If the estate elected special use
valuation, section 6324B establishes
a special lien against the specially
valued property equal to the adjusted
tax difference attributable to the
special use valuation.
Definitions
Specially valued property. The
term specially valued property
means farm or closely held business
property that the executor elected to
value at actual use rather than fair
market value. The executor makes
the election on Form 706, United
States Estate (and Generation-
Skipping Transfer) Tax Return, filed
for the decedent. Specially valued
property refers to the qualified real
property described in section 2032A
and includes qualified real property
owned indirectly, such as interests in
certain partnerships, corporations,
and trusts as described in section
2032A. If special valuation was
elected on Form 706, each qualified
heir consented in writing to his or her
personal liability for the additional
estate tax attributable to his or her
interest in the specially valued
property.
Qualified heir. The term qualified
heir means, for any property, a
member of the decedent's family who
acquired the property (or to whom the
property passes) from the decedent.
If a qualified heir disposes of any
interest in qualified real property to
any member of his or her family, that
member shall thereafter be treated as
the qualified heir for the interest.
Taxable Events
The qualified heir causes a taxable
event by disposing of any interest in
the specially valued property or
ceasing to use the specially valued
property for its qualified use if:
1. The disposition or cessation of
qualified use was before the death of
the qualified heir, and
2. The disposition or cessation
was within 10 years after the
decedent's death. (But see Two-Year
Grace Period below.)
Only one additional estate tax will
be imposed with respect to any one
part of specially valued property. For
example, if additional estate tax is
imposed for early cessation of a
qualified use, a second additional
estate tax will not be imposed for a
subsequent early disposition of the
same part of the specially valued
property.
Disposition to family member. A
disposition of an interest in property
to a family member of the qualified
heir is a taxable event that must be
reported on Form 706-A. If the
transferee enters into an agreement
to be personally liable for any
additional tax under section 2032A(c),
the disposition is nontaxable and you
should enter it on Schedule C.
Cat. No. 10142D