1999
Department of the Treasury
Internal Revenue Service
Instructions for Form 1041
and Schedules A, B, D, G,
I, J, and K-1
U.S. Income Tax Return for Estates and Trusts
Section references are to the Internal Revenue Code unless otherwise noted.
Paperwork Reduction Act Notice. We ask for the information on this form to carry
out the Internal Revenue laws of the United States. You are required to give us the
information. We need it to ensure that you are complying with these laws and to allow
us to figure and collect the right amount of tax.
You are not required to provide the information requested on a form that is subject
to the Paperwork Reduction Act unless the form displays a valid OMB control number.
Books or records relating to a form or its instructions must be retained as long as their
contents may become material in the administration of any Internal Revenue law.
Generally, tax returns and return information are confidential, as required by Code
section 6103.
The time needed to complete and file this form and related schedules will vary
depending on individual circumstances. The estimated average times are:
If you have comments concerning the accuracy of these time estimates or
suggestions for making this form and related schedules simpler, we would be happy
to hear from you. You can write to the Tax Forms Committee, Western Area Distribution
Center, Rancho Cordova, CA 95743-0001. DO NOT send the tax form to this address.
Instead, see Where To File on page 4.
Pending Legislation
At the time of printing, Congress was
considering legislation affecting these
instructions. Included in the pending
legislation are provisions that would
change the definition of a capital asset,
modify the treatment of gains from
constructive ownership transactions,
repeal the use of installment method for
certain taxpayers, and limit the use of the
nonaccrual experience method of
accounting. See Pub. 553, Highlights of
1999 Tax Changes, to find out if this
legislation was enacted, and details on
the changes.
A Change To Note
For tax years beginning in 1999, the
requirement to file a return for a
bankruptcy estate applies only if gross
income is at least $6,350.
Photographs of Missing
Children
The Internal Revenue Service is a proud
partner with the National Center for
Missing and Exploited Children.
Photographs of missing children selected
by the Center may appear in instructions
on pages that would otherwise be blank.
You can help bring these children home
by looking at the photographs and calling
1-800-THE-LOST (1-800-843-5678) if you
recognize a child.
Unresolved Tax Problems
Most problems can be resolved with one
contact by calling, writing, or visiting an
IRS office. But if the estate or trust has
tried unsuccessfully to resolve a problem
with the IRS, it should contact the
Taxpayer Advocate's office. The estate
or trust will be assigned a personal
Contents
Page
Schedule D (Form 1041)Capital
Gains and Losses . . . . . . . . . 24
Schedule J (Form 1041)
Accumulation Distribution for
Certain Complex Trusts . . . . . . 29
Schedule K-1 (Form 1041)
Beneficiary's Share of Income,
Deductions, Credits, etc.
. . . . .
30
Form 1041
Schedule D
Schedule J
Schedule K-1
Recordkeeping
46 hr., 38 min.
27 hr., 59 min.
39 hr., 28 min.
8 hr., 51 min.
Learning about the law or the form
18 hr., 25 min.
2 hr., 11 min.
1 hr., 17 min.
1 hr., 17 min.
Preparing the form
34 hr., 53 min.
2 hr., 44 min.
1 hr., 59 min.
1 hr., 29 min.
Copying, assembling, and sending
the form to the IRS
4 hr., 17 min.
Contents
Page
Contents
Page
Of Special Interest to Bankruptcy
Trustees and Debtors-in-
Possession
. . . . . . . . . . .
7
A Change To Note
. . . . . . . . .
1
Photographs of Missing Children
. .
1
Unresolved Tax Problems
. . . . .
1
Specific Instructions
. . . . . . .
8
How To Get Forms and Publications
2
Name of Estate or Trust
. . . . . .
8
General Instructions
. . . . . . . .
2
Address
. . . . . . . . . . . . . .
8
Purpose of Form
. . . . . . . . . .
2
Type of Entity
. . . . . . . . . . .
8
Income Taxation of Trusts and
Decedents' Estates
. . . . . . . .
2
Number of Schedules K-1 Attached
10
Employer Identification Number . . . 10
Abusive Trust Arrangements
. . . .
2
Date Entity Created . . . . . . . . . 10
Definitions . . . . . . . . . . . . . .
3
Nonexempt Charitable and
Split-Interest Trusts
. . . . . . . .
10
Who Must File
. . . . . . . . . . .
3
Electronic and Magnetic Media Filing
4
Initial Return, Amended Return, Final
Return; or Change in Fiduciary's
Name or Address
. . . . . . . . .
10
When To File
. . . . . . . . . . . .
4
Period Covered
. . . . . . . . . . .
4
Pooled Mortgage Account
. . . . .
10
Where To File . . . . . . . . . . . .
4
Income
. . . . . . . . . . . . . . .
10
Who Must Sign
. . . . . . . . . . .
5
Deductions
. . . . . . . . . . . . .
11
Accounting Methods
. . . . . . . .
5
Tax and Payments
. . . . . . . . .
14
Accounting Periods
. . . . . . . . .
5
Schedule ACharitable Deduction
.
15
Rounding Off to Whole Dollars
. . .
5
Schedule BIncome Distribution
Deduction . . . . . . . . . . . . . 16
Estimated Tax
. . . . . . . . . . .
5
Interest and Penalties . . . . . . . .
5
Schedule GTax Computation . . . 17
Other Forms That May Be Required
6
Other Information
. . . . . . . . . .
18
Assembly and Attachments . . . . .
7
Schedule IAlternative Minimum Tax 19
Additional Information . . . . . . . .
7
Cat. No. 11372D